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SEC Short Sale Disclosure Rule
NCA Compliance Resources

SEC Short Sale Disclosure Rule

Last year, the SEC adopted a new rule under the Securities Exchange Act of 1934 (“Exchange Act”) that requires institutional investment managers that meet or exceed certain reporting thresholds to…

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September 18, 2024
NCA Compliance, Inc. is not an investment advisor, law firm, or CPA firm and does not offer legal and/or tax advice. You should always consult your relevant regulatory authorities. Copyright NCA Compliance, Inc.
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